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How do I create an audit trail that supports regulatory compliance?
Asked on Oct 27, 2025
Answer
Creating an audit trail that supports regulatory compliance involves systematically documenting and tracking AI model decisions, processes, and data handling to ensure accountability and transparency. This process is essential for meeting legal and ethical standards in AI deployment.
- Open or review the appropriate ethics or governance interface (e.g., model audit log, compliance dashboard).
- Identify the transparency, bias, or safety indicators relevant to the audit trail.
- Adjust or apply the required mitigation, documentation, or evaluation steps to ensure compliance with regulatory standards.
Additional Comment:
- Ensure that all data inputs, model decisions, and outputs are logged with timestamps.
- Regularly update the audit trail to reflect any changes in the model or data handling processes.
- Use established frameworks like the NIST AI Risk Management Framework to guide compliance efforts.
- Maintain clear documentation of all compliance-related actions and decisions for future reference.
- Consider implementing automated tools to assist in tracking and maintaining the audit trail.
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